Brad Mirkin has extensive experience as:

  • A corporate monitor/regulator-approved independent anti-money laundering (AML) compliance consultant
  • A senior regulator
  • A chief compliance officer and chief AML officer
  • Outside counsel to global financial institutions in regulatory compliance and enforcement actions
  • A globally recognized compliance expert
  • An expert witness

Mr. Mirkin has handled investigations and regulatory compliance matters in more than thirty countries. His experience includes building, monitoring, enhancing, and evaluating global, US, UK, EMEA, and APAC compliance programs in a variety of areas (AML, anti-bribery and corruption, cybersecurity, data privacy, environmental, social, and governance (ESG), fraud, information barriers, and sanctions).

Employment History

Regulatory DataCorp (RDC)
Managing director & chief privacy officer
2017 – 2018

State Street Bank
Vice president, regulatory compliance
2015 – 2016

Nixon Peabody
Counsel
2013 – 2014

FINRA
Senior litigation counsel
2010 – 2013

Celadon Financial Group
Chief compliance officer
2007 – 2010

Fowler White Burnett
Partner
2003 – 2007