Conway T. Dodge

Conway Dodge is an executive legal and compliance leader with deep expertise in US Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulatory frameworks, examinations, and enforcement matters. He has advised financial institutions, regulators, and boards on complex compliance, supervisory, and risk matters.

Before joining BRG, Mr. Dodge was a partner in the regulatory and compliance practice at a major professional services firm. He advised banks, broker-dealers, investment advisers, and digital asset firms on risk and compliance matters relating to registration, examinations, enforcement matters, and compliance program design, with a primary focus on entities regulated by the SEC and FINRA. He was a member of the firm’s cryptocurrency working group, contributing to firmwide strategy and client advisory services on digital asset regulatory risk.

Mr. Dodge spent nine years as a managing director at Promontory Financial Group (a business unit of IBM Consulting). He most recently served as head of the firm’s Americas advisory practice and oversaw delivery of regulatory, compliance, and risk advisory services. Prior to that, he led Promontory’s compliance practice group and co-led the firm’s digital assets practice.

Before entering consulting, Mr. Dodge spent twelve years in the SEC’s Division of Enforcement, including as an assistant director, where he led and supervised complex investigations of violations of federal securities laws, managed multidisciplinary teams, and coordinated with senior leadership across the SEC and with FINRA, the Department of Justice, and the Federal Bureau of Investigation. He began his career as a lawyer in private practice at a Boston-based law firm where he practiced for seven years.