Compliance & Regulatory Consulting
BRG experts work closely with clients to strengthen governance around anti-money laundering programs to minimize the risks posed by international commerce in a heightened regulatory environment.
Complying with domestic and international banking and money laundering laws and regulations presents a constant challenge to financial institutions, corporations, private equity firms, hedge funds, casinos, and pari-mutuel wagering facilities.
BRG professionals work with clients to avoid the pitfalls associated with compliance shortcomings in Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Asset Control (OFAC), and other financial sanctions regimes. They work closely with clients to strengthen governance around AML programs to minimize risks posed by international commerce in a heightened regulatory environment. Drawing on decades of experience, our teams are skilled at evaluating antimony compliance programs, including policies and procedures; assessing technology, such as interdiction and transaction-monitoring systems; and undertaking due diligence on high-risk customers and counter-parties. We have the experience and capabilities to undertake large-scale transaction reviews and lookbacks, conduct know your- customer research and analysis, prepare suspicious activity reports and other required filings, and advise clients and their counsel with self-disclosing violations to regulators, as necessary.
Certain investigations are conducted by licensed BRG entities, including: Berkeley Research Group Texas, LLC (A18094); Berkeley Research Group Investigatory Services of Illinois, LLC (Illinois 117001723 and Michigan 3701206962); Berkeley Research Group of Florida, LLC (A 1400243); BRG Investigations, LLC f/k/a Berkeley Research Group Investigatory Services of New York, LLC (11000189295).
Explore Related Insights
Event
EU Foreign Subsidy Regulation: US Companies
September 26, 2023
Event
EU Foreign Subsidy Regulation: US Companies
September 26, 2023
Publication
The EU-US Data Privacy Framework: A New Option for Your Cross-Border Data Transfers
September 21, 2023
Event
Eversheds Sutherland US Green Summit 2023
September 20, 2023
Multimedia
The Evolving Role of Data Privacy in M&A Disputes
September 13, 2023
Multimedia
Insights from the Top | Law Firm Leadership: Betty Temple
September 13, 2023
News
The Finance Sector’s $2.5 Billion Communications Compliance Crisis
September 11, 2023
Publication
ABA Health eSource (August 2023)
August 2023
Publication
When Loopholes Create Liability Pitfalls: A Fresh Look at Export Controls
August 25, 2023
Our industry knowledge is broad and deep.
BRG combines intellectual rigor with practical, real-world experience. We have an in-depth understanding of industries and markets, with expertise spanning the major sectors of the global economy. Following are some of the many sectors that we know inside and out.