Risk Management and Regulatory Examination/Compliance Seminar
New York, New York
October 16-17, 2017
Walter Mix moderated a panel on “Implementing RegTech: Cutting Edge Issues” on October 16. The program provides timely information on key examination and supervision issues and best practices. It provides updates on new developments and practical insights in preparing for examinations. It also offers an introduction to the US regulatory system and compliance requirements.