Key Issues Facing Boards of Directors: New SEC Enforcement Initiatives and Corporate Governance Risks

With a changing economy and initiatives by the new administration, directors must address significant regulatory and enforcement challenges. Speakers including Charles Lundelius discussed the SEC’s views regarding enforcement and disclosure issues. Topics included internal corporate investigations, whistleblowers, insider trading, the role of the audit committee, disclosures to regulators, and protecting against personal liability of directors and officers. The speakers also analyzed best practices and proactive steps that boards can take to address these key issues. BRG was a co-sponsor.