Annual Risk Management and Regulatory Examination/Compliance Seminar

New York, New York

October 17-18, 2012

Walter Mix appeared as a panelist and discussed “Handling a Regulatory Compliance Investigation.” IIB’s once-a-year program is well recognized by the regulatory community as providing definitive and timely information on key examination and supervision issues and best practices.

Visit the IIB 2012 Compliance Program website.


Related Professionals

Walter J. Mix III

Managing Director

Los Angeles, Downtown, New York