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Risk & Compliance (October-December 2013)

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October-December 2013
Jim Conversano, Brian Vahey, David Martin
Financier Worldwide

David KotzCharles LundeliusJim Conversano, Brian Vahey, and David Martin contributed to the October-December edition of Risk & Compliance.

Mr. Conversano wrote about "The Upfront Costs of Compliance Are Looking More Like a Bargain Every Day" (p. 34). Mr. Vahey and Mr. Martin contributed "How to Minimise the Risk of Insider Trading and Leaking of Material Information" (p. 49). Mr. Lundelius, Mr. Kotz, and Mr. Martin acted as editorial partners.

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