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The Impact of Recent Initiatives in SEC Enforcement

November 19, 2013

H. David Kotz spoke at this complimentary webinar. Paul Hastings LLP, The FCPA Report, and BRG co-hosted. Rebecca Hughes Parker, editor-in-chief of The FCPA Report, moderated the panel discussion.

Topics included:

  • The SEC's new admit/deny policy and its implications
  • Judicial scrutiny of agreements and the impact on settlement negotiations with the SEC
  • The SEC’s increased focus on cooperation agreements, including a discussion of the SEC’s first-ever non-prosecution agreement for FCPA violations
  • The SEC’s use of administrative proceedings as opposed to civil actions in court, as exemplified by the recent action brought against SAC Capital

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