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Integrity & Compliance Monitorships

BRG’s Global Investigations + Strategic Intelligence experts have experience monitoring entities subject to a settlement agreement or consent order.

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Overview

Courts, regulators, and corporations frequently turn to experienced, independent third-parties to oversee settlement agreements, including deferred prosecution agreements (DPAs), non-prosecution agreements (NPAs), consent orders, and other instances where an organization’s corporate governance or compliance systems fail and regulators step into an oversight role. BRG’s Global Investigations + Strategic Intelligence experts have experience monitoring entities subject to a settlement agreement or consent order. They can readily assess the organization, make recommendations for improvement, and report on the implementation of the required operational and organizational changes.

Our multidiscipline monitoring teams include former federal prosecutors, cyber specialists, computer forensics and technology experts, data analytics professionals, and forensic accountants with established reputations with courts, regulators, and other government agencies around the world.

Our experts have been engaged as monitors and independent compliance consultants in the financial services, education services, construction, manufacturing, gaming, and pharmaceutical industries in response to violations of trade practices, OFAC sanctions regulations, the Banks Secrecy Act and money laundering, and other violations of banking regulations, as well as breaches of anti-bribery and corruption laws. Our deep experience and tested methodologies in these matters assist courts and regulators in determining that bad conduct has ceased, corrective measures have been fully implemented, and that all provisions of a given settlement agreement have been satisfied.

Certain investigations are conducted by licensed BRG entities, including: Berkeley Research Group Texas, LLC (A18094); Berkeley Research Group Investigatory Services of Illinois, LLC (Illinois 117001723 and Michigan 3701206962); Berkeley Research Group of Florida, LLC (A 1400243); BRG Investigations, LLC f/k/a Berkeley Research Group Investigatory Services of New York, LLC (11000189295).  

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