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Capital Markets

Our professionals specialize in providing issue-oriented, proactive, and ongoing monitoring services with a particular focus in the areas of operations, reporting, and compliance.

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Overview

Issue-oriented, proactive, and ongoing monitoring services.

The Capital Markets team at BRG specializes in advising clients and their counsel as they navigate the intersection of regulation and finance. The group serves the needs of hedge funds, hedge funds-of-funds, private equity funds, alternative investment funds, investment advisers, broker-dealers, insurance companies, and banks by bringing a seasoned team of professionals that delivers objective analysis, comprehensive advice, crisis management, and strategic planning and response in the areas of operational risk, compliance, accounting, and finance.

Who We Are

BRG experts understand that clients have to navigate proposed, pending, and enacted laws, rules, and regulations and increased oversight. To effectively address this complex web, the Capital Markets team has assembled former industry specialists including securities firm executives (CFOs, CCOs, COOs), risk management specialists, traders, government regulators (SEC, DOJ, FTC, OCC, PCAOB), fund administrators, Big Four partners, FBI agents, and other investigative experts. Our practice qualifications include Ph.D. economists, technologists, CFAs, and CPAs.

What We Do

Our professionals specialize in providing issue-oriented, proactive, and ongoing monitoring services with a particular focus in the areas of operations, reporting, and compliance.

News & Insights

Selected Publications

Seminars & Speaking Engagements

News & Commentary